Effective Date: January 1, 2026

This Financial Services Guide (FSG) is designed to provide clients and prospective investors with important information about Connaught BV, our services, how we operate, and the standards we maintain when providing financial products and investment-related services.

Please read this guide carefully before engaging with our services.

About Connaught BV

Connaught BV is a recognized Dutch financial investment company specializing in fixed-income investments, Pre-IPO opportunities, retirement planning solutions, and tailored investment strategies designed to meet the diverse objectives of investors.

Our mission is to provide transparent, professional, and client-focused investment solutions while maintaining the highest standards of regulatory compliance and ethical conduct.

Our Services

Connaught BV offers a range of financial and investment-related services, including:

Investment Strategies

Customized investment solutions designed to align with individual financial objectives, risk tolerance, and investment horizons.

Financial Planning

Comprehensive financial planning services focused on wealth preservation, growth, retirement preparation, and long-term financial security.

Pre-IPO Investments

Access to carefully evaluated private investment opportunities before companies become publicly traded.

Retirement Planning

Investment and wealth management strategies aimed at helping clients achieve financial independence during retirement.

Fixed Rate Bonds

Fixed-income investment products designed to provide predictable returns and capital preservation opportunities.

Funds & ETFs

Diversified investment solutions through professionally managed funds and exchange-traded funds (ETFs).

Our Commitment to Clients

Connaught BV is committed to:

• Acting with integrity and professionalism.
• Providing transparent and accurate information.
• Treating clients fairly and respectfully.
• Managing conflicts of interest responsibly.
• Maintaining confidentiality of client information.
• Complying with applicable financial regulations and industry standards.

Understanding Investment Risks

All investments involve varying levels of risk, including the potential loss of capital.

Before investing, clients should consider:

• Their financial objectives.
• Risk tolerance.
• Investment timeframe.
• Liquidity requirements.
• Diversification needs.

Past performance should not be relied upon as an indicator of future results.

Client Responsibilities

Clients are encouraged to:

• Provide accurate and complete information.
• Review all investment documentation carefully.
• Seek independent legal, tax, or financial advice when appropriate.
• Notify Connaught BV of any material changes to personal or financial circumstances.
• Regularly monitor their investment portfolio and objectives.

Fees and Charges

Any fees, charges, or costs associated with specific investment products or services will be clearly disclosed before a client enters into any agreement or investment arrangement.

The nature and amount of fees may vary depending on the service or investment selected.

Privacy and Confidentiality

Connaught BV values the privacy of its clients and handles personal information in accordance with applicable privacy and data protection laws.

Client information is collected, stored, and processed only for legitimate business, regulatory, and service-related purposes.

Additional details are available in our Privacy Policy.

Regulatory Compliance

Connaught BV operates in accordance with applicable financial regulations and compliance requirements.

Our compliance framework is designed to promote:

• Investor protection.
• Market integrity.
• Ethical business conduct.
• Financial transparency.
• Risk management and governance standards.

Complaints and Feedback

We are committed to delivering high-quality service and welcome client feedback.

If you have concerns regarding our services, you may contact us directly. We will investigate complaints fairly, promptly, and professionally in accordance with our internal procedures and applicable regulations.

Changes to This Guide

Connaught BV may update this Financial Services Guide from time to time to reflect regulatory changes, business developments, or service enhancements.

The most current version will always be available through our website.

Contact Information

For further information regarding our financial services, investment solutions, or this Financial Services Guide, please contact Connaught BV through the Contact Us page available on our website.